S Korea
YFH announces on behalf of Yuanta Securities (Korea)'s acquisition of Korea Alternative Trading System (KATS)'s common stock

Name and nature of the underlying security (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g., dividend yield): Korea Alternative Trading System (KATS)'s common stock. Date of occurrence of the event: 2022/11/08No., unit price, and monetary amount of the transaction:No. : 500,000 sharesUnit price: KRW 5,000Monetary amount of the transaction: KRW 2,500,000,000Counterparty to the trade and its relationship to the company (if the trading counterparty is a natural person and not a related party of the company, its name is not required to be disclosed):Counterparty: Korea Alternative Trading System (KATS)Relationship to the Company: Not the related party of the CompanyWhere the counterparty to the trade is a related party, an announcement shall also be made of the reason for choosing the related party as trading counterparty and the identity of the previous owner, including its relationship with the company and the trading counterparty, the price of the ownership transfer, and date of transfer: N/AWhere the owner of the underlying securities within the past five years has been a related party of the company, an announcement shall also include the dates and prices of acquisition and disposal by the related party and its relationship with the company at the time: N/AMatters related to the creditor's rights currently being disposed of (including type of collateral of the disposed creditor's rights; if the creditor's rights are creditor's rights over a related party, the name of the related party and the book amount of such creditor's rights currently being disposed of must also be announced): N/AProfit (or loss) from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained): N/ATerms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:Terms of delivery or payment: Based on the agreement with the counterpartyThe manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making unit:The manner: Join establishmentThe reference basis: Face valueThe decision-making unit: CEO of Yuanta Securities(Korea)Net worth per share of company of the underlying securities acquired or disposed of: KRW 5,000 (face value),approximately NTD 113.47The discrepancy between the reference price of private placement company and the transaction amount per share is 20 percent or more: N/ACurrent cumulative no., amount, and shareholding ratio of the securities being traded (including the current transaction) as of the date of occurrence and status of any restriction of rights (e.g.,pledges):Cumulative no. : 500,000 sharesAmount: KRW 2,500,000,000Shareholding ratio: 1.71%Status of any restriction of rights: N/APrivately placed securities (including the current transaction) as a percentage of total assets of the company and shareholder's equity of the parent company on the latest financial statements, and the operating capital on the latest financial statements as of the date of occurrence:Total asset ratio: 2.88%Shareholder's equity ratio: 3.54%Operating capital: N/ABroker and broker's fee: N/AConcrete purpose or use of the acquisition or disposition: Business needsWhether the directors expressed any objection to the present transaction: N/AWhether the trading counterparty is a related party: NoDate of approval by board of directors: N/ARecognition date by supervisors or approval date by audit committee: N/AWhether the CPA issued an opinion on the unreasonableness of the current transaction: N/AName of the CPA firm: N/AName of the CPA: N/ALicense no.of the CPA: N/AAny other matters that need to be specified:The exchange rate of KRW to NTD used herein is 0.022694: 1.

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